DFX Intelligence

J•••• C•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• C•••• S•••••

Advisor at L•• F•••••••• L••

JOHNSON CITY, TN | JONESBOROUGH, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3f94875-003f-2954-5e20-f39f17074464

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 21, 2025	n/a	yes	JOHNSON CITY, TN\|JOHNSON CITY, TN\|JONESBOROUGH, TN	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Jun 12, 2024	Aug 21, 2025	no	JOHNSON CITY, TN\|Johnson City, TN\|Jonesborough, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	Aug 21, 2025	Aug 21, 2025	0	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 12, 2024 to Aug 21, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3f94875-003f-2954-5e20-f39f17074464
First observed: Jun 12, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.