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M••••• V•••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

M••••• V•••• P•••••••• L••

CRD 110632

SARASOTA, FL

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Search this name across graphsid dfx:ria:e40b9739-65c4-810f-298b-6a671d20aff6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 12
On other graphs: 0
Observed: Jan 19, 2012 to Sep 15, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.67 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $418MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $403M
Private client RAUM: $136MderivedItem 5.D individuals plus high net worth individuals
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• G••••• L••••	Chartered Financial Analyst	Towson, MD	9	16	2	no
W•••••• H•••••• M•••••	Chartered Financial Analyst	SARASOTA, FL	0	18

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• 1• L•	Hedge Fund	$465M	Jun 30, 2020	13	May 23, 2016	dropped	021-253072
L•• I••••• O••••••••• F•••• L••	Other Private Fund	$37.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• C••••••••• B••••••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2022	Jan 3, 2023	May 8, 2024
F••••••• J•••••• T•••••	CHIEF OPERATING OFFICER	Na	yes	05/2023	Mar 30, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Towson	Md	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$418M	$362M	15.5%	$1.7B	-37.6%	5	6	2	2

Relationships

Registered with (2)

← W•••••• H•••••• M•••••Advisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← D••••• G••••• L••••Advisorregistration: current employment
Aug 15, 2017 to presentfactForm ADV

Affiliated with (1)

← M••••• V•••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

Dated events

Occurred
Mar 24, 2025
Regulatory AUM changed
M••••• V•••• P•••••••• L•• reported RAUM $362.1M, up 52% from $237.7M (2024-05-08 to 2025-03-24)
Form ADVobserved 6 days ago
$124M
Occurred
Jun 13, 2023
Regulatory AUM changed
M••••• V•••• P•••••••• L•• reported RAUM $203.5M, down 88% from $1.7B (2023-03-30 to 2023-06-13)
Form ADVobserved 6 days ago
$-1.5B
Occurred
Jun 13, 2023
Control person left
Marie Samantha Mclemore (Portfolio Manager) no longer on Schedule A of M••••• V•••• P•••••••• L•• (listed 2023-03-30, absent 2023-06-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e40b9739-65c4-810f-298b-6a671d20aff6
First observed: Jan 19, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 11, 2026	$418M	$403M	5	3	2	n/a	n/a
2024	Mar 24, 2025	$362M	$350M	6	3	2	n/a	n/a
2023	Mar 22, 2024	$238M	$227M	6	3	2	n/a	n/a
2022	Mar 30, 2023	$1.7B	$1.7B	20	13	1	n/a	n/a
2021	Mar 30, 2022	$3.2B	$3.2B	17	12	0	n/a	n/a
2020	Mar 22, 2021	$3.4B	$3.4B	17	12	0	n/a	n/a
2019	Mar 23, 2020	$3.0B	$3.0B	16	7	0	1	$465M
2018	Mar 19, 2019	$2.3B	$2.3B	16	7	0	2	$284M
2017	Mar 15, 2018	$2.6B	$2.6B	17	6	0	3	$379M
2016	Mar 13, 2017	$1.8B	$1.8B	15	5	n/a	n/a	n/a
2015	Mar 29, 2016	$2.9B	$2.9B	13	4	n/a	n/a	n/a
2014	Mar 30, 2015	$2.7B	$2.7B	13	4	n/a	n/a	n/a
2013	Mar 31, 2014	$2.6B	$2.6B	15	4	n/a	n/a	n/a
2012	Jun 20, 2012	$1.2B	$1.2B	n/a	n/a	n/a	n/a	n/a