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Advisor at MORGAN STANLEY
Sandy, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Sandy, UT | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Nov 29, 2021 | Sep 5, 2023 | no | Sandy, UT|ARLINGTON, VA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Nov 7, 2018 | Oct 4, 2021 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | E*TRADE CAPITAL MANAGEMENT, LLC | Oct 4, 2021 | Nov 29, 2021 | 56 | Firm change | Ibd to RIA |