M••• R••••••••

Advisor at I••••••••• P•••••• W••••• M••••••••• I•••

Greenville, SC | SOMERS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4198abf-8144-9304-36ab-a4ca03684862

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• P•••••• W••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• P•••••• W••••• M••••••••• I•••	Mixed wealth	Jun 14, 2023	n/a	yes	Greenville, SC\|SOMERS, NY	Current employment
I••••••••• F••••• O••••• L••	Former SEC adviser	Apr 19, 2024	Aug 26, 2026	no	Greenville, SC\|SOMERS, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F••••• O••••• L••	n/a	Aug 26, 2026	n/a	n/a	Departure no registered destination	Departure
P•••••• 7• C••••••	I••••••••• P•••••• W••••• M••••••••• I•••	Jun 14, 2023	Jun 14, 2023	0

Team moves

••• Locked

Team	Left	Joined	From	Kind
41534:284519:SC:2020-12-31	Dec 31, 2020	Jan 20, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (4)

→ I••••••••• P•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 14, 2023 to presentfactForm ADV
→ I••••••••• F••••• O••••• L••Registered adviserregistration: previous registration
Apr 19, 2024 to Aug 26, 2026factForm ADV
→ P•••••• 7• C••••••Registered adviserregistration: previous registration
Jan 20, 2021 to Jun 14, 2023factForm ADV
→ S••••••••• W••••• M••••••••• L••

Dated events

Occurred
Aug 26, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4198abf-8144-9304-36ab-a4ca03684862
First observed: Nov 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.