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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BALANCED ROCK INVESTMENT ADVISORS

BALANCED ROCK INVESTMENT ADVISORS LLC, CRD 157424

ROSLINDALE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e41deff4-d8c9-7c23-2ec3-710b0d598c72

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Jun 30, 2023 to May 13, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $193MItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $193M
Private client RAUM: $193MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $32.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 834
Individual clients: 130
High net worth clients: 80
Custody, client assets: $54.3M
SEC number: 801-128479
CRD: 157424
Filings on the tape: 7
First filed: Jun 30, 2023
Latest filed: May 13, 2026
Organised: Limited Liability Company, MA
Website: yelp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL MACLAY FLANNERY	Chartered Financial Analyst	ROSLINDALE, MA	14	17	n/a	no
Laura Marie Daniels	Certified Financial Planner	ROSLINDALE, MA	5	26	n/a	no
THOMAS JOSEPH HIGGINS	n/a	ROSLINDALE, MA	4	10	3	no
Brian Paul Doherty	Certified Financial Planner	ROSLINDALE, MA	4	14	1	no
ASHLEY ELIZABETH MURRAY	n/a	ROSLINDALE, MA	0	11	n/a	no
Jonathan A SMITH	n/a	ROSLINDALE, MA	0	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLANNERY, DANIEL, MACLAY	PRESIDENT, PORTFOLIO MANAGER	E	yes	03/2011	Jun 30, 2023	Mar 29, 2024
HIGGINS, THOMAS, JOSEPH	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Jun 30, 2023	Mar 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$193M	$193M	5	4	1	n/a	n/a
2024	Mar 28, 2025	$156M	$156M	4	4	0	n/a	n/a
2023	Mar 29, 2024	$138M	$138M	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$193M	$156M	23.8%	n/a	n/a	5	4	1	0

Relationships

Registered with (11)

← Jonathan A SMITHAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← ASHLEY ELIZABETH MURRAYAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← Brian Paul DohertyAdvisorregistration: current employment
Jan 19, 2022 to presentfactForm ADV
← THOMAS JOSEPH HIGGINSAdvisorregistration: current employment
Jan 6, 2022 to presentfactForm ADV
← Laura Marie DanielsAdvisorregistration: current employment
Mar 22, 2021 to presentfactForm ADV
← DANIEL MACLAY FLANNERYAdvisorregistration: current employment
Sep 22, 2011 to presentfactForm ADV
← CLARE AMELIA CIERVOAdvisorregistration: previous registration
Feb 23, 2021 to Sep 29, 2022factForm ADV
← Hendrix Rose BerryAdvisorregistration: previous registration
Oct 18, 2016 to Aug 30, 2022factForm ADV
← BENJAMIN PAUL RAMSEYAdvisorregistration: previous registration
Sep 21, 2016 to Nov 16, 2021factForm ADV
← Afsana JahanAdvisorregistration: previous registration
May 29, 2019 to Nov 16, 2021factForm ADV
← ELLIOT Maxwell BRUCEAdvisorregistration: previous registration
Dec 12, 2016 to Apr 1, 2017factForm ADV

Controls (2)

← FLANNERY, DANIEL, MACLAYOwnerPRESIDENT, PORTFOLIO MANAGER, ownership code E, individual
Jun 30, 2023 to Mar 29, 2024factForm ADV
← HIGGINS, THOMAS, JOSEPHOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 30, 2023 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jun 30, 2023
First Form ADV filing
Balanced Rock Investment Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Sep 29, 2022
Advisor changed firm
Clare Amelia Ciervo left Balanced Rock Investment Advisors for Focus Partners Wealth, Llc (registered 2022-11-22)
Form ADVobserved 6 days ago
Occurred
Aug 30, 2022
Advisor changed firm
Hendrix Rose Berry left Balanced Rock Investment Advisors for Obran Capital Advisors Llc (registered 2023-08-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e41deff4-d8c9-7c23-2ec3-710b0d598c72
First observed: Jun 30, 2023
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BALANCED ROCK INVESTMENT ADVISORS

BALANCED ROCK INVESTMENT ADVISORS LLC, CRD 157424

ROSLINDALE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e41deff4-d8c9-7c23-2ec3-710b0d598c72

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL MACLAY FLANNERY

Chartered Financial Analyst

ROSLINDALE, MA

n/a

Laura Marie Daniels

Certified Financial Planner

ROSLINDALE, MA

n/a

THOMAS JOSEPH HIGGINS

n/a

ROSLINDALE, MA

Brian Paul Doherty

Certified Financial Planner

ROSLINDALE, MA

ASHLEY ELIZABETH MURRAY

n/a

ROSLINDALE, MA

n/a

Jonathan A SMITH

n/a

ROSLINDALE, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLANNERY, DANIEL, MACLAY

PRESIDENT, PORTFOLIO MANAGER

yes

03/2011

Jun 30, 2023

Mar 29, 2024

HIGGINS, THOMAS, JOSEPH

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

03/2023

Jun 30, 2023

Mar 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$193M

n/a

2024

Mar 28, 2025

$156M

n/a

2023

Mar 29, 2024

$138M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$193M

$156M

23.8%

n/a