DFX Intelligence

M••• S•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M••• S•••• G••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Great Neck, NY

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Search this name across graphsid dfx:ria:e422b423-619f-11e2-3987-a7385c235e00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 4, 2021	n/a	yes	Great Neck, NY\|Great Neck, NY	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	May 2, 2014	Jan 20, 2021	no	MINEOLA, NY\|FLUSHING, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jan 20, 2021	Jan 4, 2021	-16	Firm change	Ibd to ibd
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	May 2, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:134139:NY:2021-01-20	Jan 20, 2021	Jan 4, 2021	FLUSHING, NY	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2014 to Jan 20, 2021factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
May 5, 2009 to May 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e422b423-619f-11e2-3987-a7385c235e00
First observed: May 5, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.