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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

BRUCE PHILLIP BESSNER

Advisor at OSAIC WEALTH, INC.

ROUND ROCK, TX

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Search this name across graphsid dfx:ria:e424a28c-4620-11ca-db92-3474304e262b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 21, 1988
First registration: Apr 25, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1809667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	ROUND ROCK, TX	Current employment
OSAIC FS, INC.	Former SEC adviser	Feb 6, 2016	Jan 24, 2025	no	ROUND ROCK, TX\|HOUSTON, TX\|ROUND ROCK, TX	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Feb 11, 2016	no	ROUND ROCK, TX\|AUSTIN, TX	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 20, 2005	Jan 2, 2015	no	ROUND ROCK, TX\|AUSTIN, TX\|ROUND ROCK, TX\|AUSTIN, TX	Previous registration
TRUSTED SECURITIES ADVISORS CORP.	n/a	Sep 19, 2002	Dec 2, 2003	no	AUSTIN, TX	Previous registration
MONY SECURITIES CORPORATION	n/a	Apr 25, 2001	Mar 24, 2005	no	ROUND ROCK, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	OSAIC FS, INC.	Feb 11, 2016	Feb 6, 2016	-5	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other
MONY SECURITIES CORPORATION	TRUSTED SECURITIES ADVISORS CORP.	Mar 24, 2005	Sep 19, 2002	-917	Firm change after gap	Other
TRUSTED SECURITIES ADVISORS CORP.	NEW ENGLAND SECURITIES CORPORATION	Dec 2, 2003	Jun 20, 2005	566	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:3870:TX:2016-02-11	Feb 11, 2016	Feb 6, 2016	AUSTIN, TX	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Feb 6, 2016 to Jan 24, 2025factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Feb 11, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 20, 2005 to Jan 2, 2015factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 25, 2001 to Mar 24, 2005factForm ADV
→ TRUSTED SECURITIES ADVISORS CORP.Registered adviserregistration: previous registration
Sep 19, 2002 to Dec 2, 2003factForm ADV

Dated events

No dated event names this entity yet.