DFX Intelligence

I••••• P••••• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist15 years in industry

I••••• P••••• J•••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Arlington, VA

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Search this name across graphsid dfx:ria:e424b688-0fa6-b7a4-2a76-bbfee47d0ca0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 29, 2021	n/a	yes	Arlington, VA\|CHICAGO, IL	Current employment
A••••••••• C••••••	Former SEC adviser	Jun 25, 2013	Dec 6, 2021	no	WASHINGTON, DC\|ARLINGTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• C••••••	H•••••••• A•••••••• L••	Dec 6, 2021	Oct 29, 2021	-38	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
129120:145323:VA:2021-12-06	Dec 6, 2021	Oct 29, 2021	ARLINGTON, VA	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ A••••••••• C••••••Registered adviserregistration: previous registration
Jun 25, 2013 to Dec 6, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e424b688-0fa6-b7a4-2a76-bbfee47d0ca0
First observed: Jun 25, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.