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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Michael James Mustian

Advisor at SOARING INVESTMENT MANAGEMENT, LLC

Mint Hill, NC | PORTLAND, OR

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Search this name across graphsid dfx:ria:e42a87e4-f994-ee0b-cd45-9dd71ff2c302

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOARING INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 31, 2016
First registration: Sep 1, 2016
Dual registered: no
Other names: Michael Mustian|Michael J Mustian
IAPD individual key: 6646857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOARING INVESTMENT MANAGEMENT, LLC	Independent wealth	Sep 24, 2025	n/a	yes	Mint Hill, NC\|PORTLAND, OR	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 28, 2024	Sep 24, 2025	no	MINT HILL, NC	Previous registration
WISEWAY ADVISORS LLC	n/a	Aug 29, 2018	Mar 28, 2024	no	HUNTERSVILLE, NC	Previous registration
RHINO WEALTH MANAGEMENT	State registered	Apr 14, 2018	Jun 12, 2018	no	Burlington, NC\|BELMONT, NC	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 1, 2016	Apr 9, 2018	no	Burlington, NC\|Howey In The Hills, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SOARING INVESTMENT MANAGEMENT, LLC	Sep 24, 2025	Sep 24, 2025	0	Firm change	Ibd to RIA
WISEWAY ADVISORS LLC	LPL FINANCIAL LLC	Mar 28, 2024	Mar 28, 2024	0	Firm change	Other
RHINO WEALTH MANAGEMENT	WISEWAY ADVISORS LLC	Jun 12, 2018	Aug 29, 2018	78	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	RHINO WEALTH MANAGEMENT	Apr 9, 2018	Apr 14, 2018	5	Firm change	Ibd to state RIA

Relationships

Registered with (5)

→ SOARING INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 28, 2024 to Sep 24, 2025factForm ADV
→ WISEWAY ADVISORS LLCRegistered adviserregistration: previous registration
Aug 29, 2018 to Mar 28, 2024factForm ADV
→ RHINO WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 14, 2018 to Jun 12, 2018factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Sep 1, 2016 to Apr 9, 2018factForm ADV

Dated events

Occurred
Sep 24, 2025
Advisor changed firm
Michael James Mustian left Lpl Financial Llc for Soaring Investment Management, Llc (registered 2025-09-24)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Advisor changed firm
Michael James Mustian left Wiseway Advisors Llc for Lpl Financial Llc (registered 2024-03-28)
Form ADVobserved 5 days ago