L••• K••••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$37.8M••• Locked

Discretionary RAUM

$37.8M

Private client RAUM

$32.8Mderived••• Locked

Private client share

87%derivedprivate client RAUM over total RAUM

Employees

1

Advisory employees

1

• Occurred

  Jan 2, 2025
  Advisor changed firm

  ••• Locked

  Form ADVobserved 8 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e42e713a-c930-7289-a3a3-fa97605093c6

First observed

Mar 20, 2026

Last observed

Mar 20, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.