DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL BARRY RACKNER

Advisor at LPL FINANCIAL LLC

SEATTLE, WA | MAPLE VALLEY, WA | TUKWILA, WA | COVINGTON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4306125-d2fe-fe25-1aaa-cf78ea4be6c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 8, 1996
First registration: Jul 8, 2009
Dual registered: yes, broker-dealer
Other names: MICHAEL B RACKNER
IAPD individual key: 2802586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 5, 2002	n/a	yes	TUKWILA, WA\|MAPLE VALLEY, WA\|COVINGTON, WA\|SEATTLE, WA	Current employment
FINANCIAL ADVOCATES ADVISORY SERVICES	Former SEC adviser	Jul 8, 2009	Mar 31, 2011	no	OLYMPIA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES ADVISORY SERVICES	n/a	Mar 31, 2011	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 5, 2002 to presentfactForm ADV
→ FINANCIAL ADVOCATES ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 8, 2009 to Mar 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4306125-d2fe-fe25-1aaa-cf78ea4be6c8
First observed: Jul 8, 2009
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL BARRY RACKNER

Advisor at LPL FINANCIAL LLC

SEATTLE, WA | MAPLE VALLEY, WA | TUKWILA, WA | COVINGTON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4306125-d2fe-fe25-1aaa-cf78ea4be6c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Apr 5, 2002

n/a

yes

TUKWILA, WA|MAPLE VALLEY, WA|COVINGTON, WA|SEATTLE, WA

Current employment

FINANCIAL ADVOCATES ADVISORY SERVICES

Former SEC adviser

Jul 8, 2009

Mar 31, 2011

OLYMPIA, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FINANCIAL ADVOCATES ADVISORY SERVICES

n/a

Mar 31, 2011

n/a

Departure no registered destination

Departure