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K•••••• L••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

K•••••• L••• F••••••••

Advisor at C••••••• P•••••••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Feb 25, 2020	n/a	yes	Addison, TX\|OVERLAND PARK, KS\|Carrollton, TX	Current employment
S•••••••• C••••••••• L••	Former SEC adviser	Jun 29, 2017	Feb 17, 2020	no	ADDISON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C••••••••• L••	C••••••• P•••••••	Feb 17, 2020	Feb 25, 2020	8	Firm change	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	S•••••••• C••••••••• L••	May 31, 2017	Jun 29, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
144009:105348:TX:2020-02-17	Feb 17, 2020	Feb 25, 2020	ADDISON, TX	Firm change

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Feb 25, 2020 to presentfactForm ADV
→ S•••••••• C••••••••• L••Registered adviserregistration: previous registration
Jun 29, 2017 to Feb 17, 2020factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 24, 2006 to May 31, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.