DFX Intelligence

S•••• A••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

S•••• A••• P••••

Advisor at I•••••••• A•••••••• L••

URBANDALE, IA | Yardley, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Mar 6, 2026	n/a	yes	Yardley, PA\|URBANDALE, IA\|Yardley, PA	Current employment
M••••• S••••••	Wirehouse	Jul 20, 2012	Mar 11, 2026	no	Langhorne, PA\|Langhorne, PA\|Yardley, PA\|Langhorne, PA\|Langhorne, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	I•••••••• A•••••••• L••	Mar 11, 2026	Mar 6, 2026	-5	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	M••••• S••••••	Jul 26, 2012	Jul 20, 2012

Relationships

Registered with (4)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 20, 2012 to Mar 11, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 12, 2009 to Jul 26, 2012factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
11 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 3, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.