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Advisor at MONEY CONCEPTS ADVISORY SERVICE
PALM BEACH GARDENS, FL | LOUISVILLE, KY | New Albany, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Oct 30, 2019 | n/a | yes | PALM BEACH GARDENS, FL|New Albany, IN|LOUISVILLE, KY|PALM BEACH GARDENS, FL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 7, 2017 | Oct 10, 2019 | no | LOUISVILLE, KY | Previous registration |
| EDWARD JONES | National bd RIA | Jan 20, 2017 | Mar 1, 2017 | no | JEFFERSONVILLE, IN | Previous registration |
| AMERICAN CAPITAL MANAGEMENT, INC. | State registered | Nov 21, 2016 | Jan 24, 2017 | no | New Albany, IN|NEW ALBANY, IN | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 10, 2011 | Dec 17, 2014 | no | FLOYDS KNOBS, IN|SEYMOUR, IN|NEW ALBANY, IN|SEYMOUR, IN|CAMPBELLSBURG, IN|PEKIN, IN|NORTH VERNON, IN|SALEM, IN|NEW ALBANY, IN|NEW ALBANY, IN|NEW ALBANY, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 20, 2011 | Aug 2, 2011 | no | LOUISVILLE, KY|NEW ALBANY, IN|NEW ALBANY, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MONEY CONCEPTS ADVISORY SERVICE | Oct 10, 2019 | Oct 30, 2019 | 20 | Firm change | Ibd to ibd |
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 1, 2017 | Apr 7, 2017 | 37 | Firm change | Other |
| AMERICAN CAPITAL MANAGEMENT, INC. | EDWARD JONES | Jan 24, 2017 | Jan 20, 2017 | -4 | Firm change | Other |
| PNC WEALTH MANAGEMENT | AMERICAN CAPITAL MANAGEMENT, INC. | Dec 17, 2014 | Nov 21, 2016 | 705 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | PNC WEALTH MANAGEMENT | Aug 2, 2011 | Aug 10, 2011 | 8 | Firm change | Other |