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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
ENGLEWOOD, CO | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 19, 2019 | n/a | yes | GREENWOOD VILLAGE, CO|ENGLEWOOD, CO | Current employment |
| F•••••••• A••••••• S•••••••• L•• | Former SEC adviser | Sep 9, 2016 | Jun 20, 2019 | no | DENVER, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• S•••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 20, 2019 | Jun 19, 2019 | -1 | Bulk transfer | Ibd to ibd |