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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Gilbert, AZ | Chandler, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 1, 2018 | n/a | yes | Chandler, AZ|Gilbert, AZ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 24, 2010 | Oct 11, 2018 | no | WEST LINN, OR|PORTLAND, OR|OLYMPIA, WA|PORTLAND, OR | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Dec 2, 2009 | Jul 8, 2010 | no | TIGARD, OR|TIGARD, OR|STAYTON, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 11, 2018 | Oct 1, 2018 | -10 | Firm change | RIA to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | LPL FINANCIAL LLC | Jul 8, 2010 | Jun 24, 2010 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:OR:2018-10-11 | Oct 11, 2018 | Oct 1, 2018 | PORTLAND, OR | Firm change |