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Advisor at WELLS FARGO ADVISORS
WALNUT CREEK, CA | ALAMO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | WALNUT CREEK, CA|ALAMO, CA | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 28, 2009 | Jan 3, 2011 | no | WALNUT CREEK, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Feb 9, 2006 | May 11, 2009 | no | IRVINE, CA|WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| WAMU INVESTMENTS, INC. | WELLS FARGO INVESTMENTS, LLC | May 11, 2009 | Apr 28, 2009 | -13 | Firm change | Other |