DFX Intelligence

T••••••• C•••••• I••••••••• A••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

T••••••• C•••••• I••••••••• A••••••• L•••

CRD 316597

HAMILTON

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Search this name across graphs

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 17
On other graphs: 0
Observed: Aug 27, 2021 to Mar 20, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.5B••• Locked
Discretionary RAUM: $3.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• M••••• A••••• F••• L••	Other Private Fund	$1.8B	Mar 20, 2026	31	May 4, 2023	reported	021-355076
S••••• T•• L•••• F••• L•••	Other Private Fund	$500M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• E••••••••	Director	Na	yes	11/2017	Aug 27, 2021	Nov 27, 2024
D••••••• B••••	Director	Na	yes	11/2017	Aug 27, 2021	Nov 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• D••••••	n/a	n/a	n/a	N	no	n/a
E•••••••• D•••••	n/a	n/a	n/a	N	no	n/a
M••••• J••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.5B	$2.1B	67.9%	$39.2M	345.0%	13	11	1	0

Relationships

Advises (4)

→ S••••• M••••• O••••••••• F••• L••Private fundOther Private Fund, IA
May 4, 2023 to presentfactForm ADV
→ S••••• M••••• A••••• F••• L••Private fundOther Private Fund, IA
May 4, 2023 to presentfactForm ADV
→ B••• I••••• Q• F••• L••Private fundOther Private Fund, IA
Mar 20, 2026 to presentfactForm ADV
→ S••••• T•• L•••• F••• L•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
20 Mar 2026
Private fund first reported
••• Locked
Form ADV
$370M
Occurred
20 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$1.9B
Occurred
20 Mar 2026
Ria office opened
••• Locked
Form ADV
Occurred
20 Mar 2026
Private fund gav change2 events
T••••••• C•••••• I••••••••• A••••••• L•••: private fund gav change, 2 counterparties, on 20 Mar 2026
$336M to $1.1B
- ••• Locked$1.1B
- ••• Locked$336M
Occurred
20 Mar 2026
Ria principal change2 events
T••••••• C•••••• I••••••••• A••••••• L•••: ria principal change, 2 events, on 20 Mar 2026
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 27, 2021
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.