DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••• P••••••••• W••••• A•••••••• L••
CHANDLER, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••• P••••••••• W••••• A•••••••• L•• | Independent wealth | Jun 2, 2020 | n/a | yes | CHANDLER, AZ | Current employment |
| C••••• W••••• A•••••••• L•• | Independent wealth | Aug 15, 2017 | May 26, 2020 | no | Chandler, AZ|PEORIA, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• W••••• A•••••••• L•• | F••• P••••••••• W••••• A•••••••• L•• | May 26, 2020 | Jun 2, 2020 | 7 | Firm change | RIA to RIA |
| W•• A•••••••• L• | C••••• W••••• A•••••••• L•• | Aug 30, 2017 | Aug 15, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125073:281160:AZ:2017-08-30 | Aug 30, 2017 | Aug 15, 2017 | CHANDLER, AZ | Firm change |
| W•• A•••••••• L• | F•••ER_SEC_ADVISER | Oct 10, 2011 | Aug 30, 2017 | no | CHANDLER, AZ | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | May 12, 2009 | Oct 10, 2011 | no | CHANDLER, AZ | Previous registration |
| -15 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | W•• A•••••••• L• | Oct 10, 2011 | Oct 10, 2011 | 0 | Firm change | Other |