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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRINITY WEALTH MANAGEMENT LLC

CRD 152355

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4662ca2-3cf6-c567-e5f7-527441b5d1e4

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Jun 25, 2014 to Mar 27, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $425MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $425M
Private client RAUM: $425MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $213Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 937
Individual clients: 21
High net worth clients: 73
SEC number: 801-80014
CRD: 152355
Filings on the tape: 19
First filed: Jun 25, 2014
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, OH
Website: gotrinitywealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN BROCK DEXTER	Certified Financial Planner	CINCINNATI, OH	16	30	n/a	no
ROBERT JAMES WASSEL	Personal Financial Specialist	CINCINNATI, OH	16	22	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WASSEL, ROBERT, JAMES	CCO / MANAGING MEMBER	D	yes	11/2009	Jun 25, 2014	Mar 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$425M	$425M	4	4	0	n/a	n/a
2024	Mar 25, 2025	$357M	$357M	4	4	0	n/a	n/a
2023	Mar 22, 2024	$300M	$300M	4	4	0	n/a	n/a
2022	Mar 23, 2023	$273M	$273M	4	3	2	n/a	n/a
2021	Mar 23, 2022	$270M	$270M	4	3	2	n/a	n/a
2020	Mar 30, 2021	$233M	$233M	4	3	2	n/a	n/a
2019	Mar 27, 2020	$211M	$211M	3	3	2	n/a	n/a
2018	Mar 28, 2019	$199M	$198M	4	3	3	n/a	n/a
2017	Mar 28, 2018	$180M	$180M	4	3	3	n/a	n/a
2016	Mar 15, 2017	$160M	$160M	4	3	n/a	n/a	n/a
2015	Mar 24, 2016	$129M	$129M	4	3	n/a	n/a	n/a
2014	Mar 26, 2015	$138M	$138M	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	100.0%	0	2	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$425M	$357M	19.1%	$273M	16.0%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARG PRIVATE WEALTH, LLC	2	Jul 6, 2026	Mar 9, 2026	CINCINNATI, OH	Team lift out	RIA to RIA	50.0%

Relationships

Registered with (4)

← JOHN BROCK DEXTERAdvisorregistration: current employment
Jan 4, 2010 to presentfactForm ADV
← ROBERT JAMES WASSELAdvisorregistration: current employment
Jan 4, 2010 to presentfactForm ADV
← CHARLES NICHOLAS KUHNAdvisorregistration: previous registration
Nov 3, 2010 to Jul 6, 2026factForm ADV
← Luke Brennan FlemingAdvisorregistration: previous registration
Sep 4, 2025 to Jul 6, 2026factForm ADV

Moved with (1)

→ ARG PRIVATE WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Jul 6, 2026 to Mar 9, 2026factForm ADV

Controls (1)

← WASSEL, ROBERT, JAMESOwnerCCO / MANAGING MEMBER, ownership code D, individual
Jun 25, 2014 to Mar 22, 2024factForm ADV

Dated events

Occurred
Jul 6, 2026
Team lift-out
2 advisors left Trinity Wealth Management LLC (Cincinnati, OH) for Arg Private Wealth, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 6, 2026
Advisor changed firm
Charles Nicholas Kuhn left Trinity Wealth Management Llc for Arg Private Wealth, Llc (registered 2026-03-09)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2026
Advisor changed firm
Luke Brennan Fleming left Trinity Wealth Management Llc for Arg Private Wealth, Llc (registered 2026-03-09)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2023
Control person left
Brock John Dexter (Managing Member) no longer on Schedule A of Trinity Wealth Management Llc (listed 2022-03-23, absent 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Jun 25, 2014
First Form ADV filing
Trinity Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4662ca2-3cf6-c567-e5f7-527441b5d1e4
First observed: Jun 25, 2014
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRINITY WEALTH MANAGEMENT LLC

CRD 152355

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4662ca2-3cf6-c567-e5f7-527441b5d1e4

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN BROCK DEXTER

Certified Financial Planner

CINCINNATI, OH

n/a

ROBERT JAMES WASSEL

Personal Financial Specialist

CINCINNATI, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WASSEL, ROBERT, JAMES

CCO / MANAGING MEMBER

yes

11/2009

Jun 25, 2014

Mar 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$425M

n/a

2024

Mar 25, 2025

$357M

n/a

2023

Mar 22, 2024

$300M

n/a

2022

Mar 23, 2023

$273M

n/a

2021

Mar 23, 2022

$270M

n/a

2020

Mar 30, 2021

$233M

n/a

2019

Mar 27, 2020

$211M

n/a

2018

Mar 28, 2019

$199M

$198M

n/a

2017

Mar 28, 2018

$180M

n/a

2016

Mar 15, 2017

$160M

n/a

2015

Mar 24, 2016

$129M

n/a

2014

Mar 26, 2015

$138M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$425M

$357M

19.1%

$273M

16.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARG PRIVATE WEALTH, LLC

Jul 6, 2026

Mar 9, 2026

CINCINNATI, OH

Team lift out

RIA to RIA

50.0%