DFX Intelligence

F•••• C•••••• ••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

F•••• C•••••• ••••• L••

CRD 322623

HOUSTON, TX

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Search this name across graphsid dfx:ria:e46657a2-9274-a74a-faa6-219b87c8c8f1

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 18, 2026 to Mar 18, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $19.5M••• Locked
Discretionary RAUM: $0
Private client RAUM: $19.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A••••• T••••	n/a	HOUSTON, TX \| Edinburgh	3	12	n/a	no
T••••• E••••• T••••	n/a	Edinburgh \| HOUSTON, TX	3	22

Relationships

Registered with (5)

← N•••• A•••••Advisorregistration: current employment
Jun 13, 2024 to presentfactForm ADV
← N••••• J••• B•••••Advisorregistration: current employment
Apr 11, 2024 to presentfactForm ADV
← T••••• E••••• T••••Advisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← J•••• A••••• T••••

Dated events

Occurred
Apr 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e46657a2-9274-a74a-faa6-219b87c8c8f1
First observed: Mar 18, 2026
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.