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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BEDFORD FINANCIAL GROUP, INC.

MICHAEL R ROESER AND ASSOCIATES, INC., CRD 115606

LIBERTYVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e489c3e9-8f4d-eaba-b5b8-d731e9ffaa3a

Data as of Mar 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Mar 5, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $79.1MItem 5.F on the latest filing (2012-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 211
SEC number: 801-58256
CRD: 115606
Filings on the tape: 3
First filed: Nov 21, 2011
Latest filed: Mar 5, 2012
Organised: Corporation, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROESER, MICHAEL, ROBERT	CHIEF COMPLIANCE OFFICER	E	yes	09/2004	Nov 21, 2011	Mar 5, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SAGEPOINT FINANCIAL, INC	n/a	n/a	n/a	Y	no	n/a

Relationships

Controls (1)

← ROESER, MICHAEL, ROBERTOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 21, 2011 to presentfactForm ADV

Registered with (2)

← MATTHEW DAVID CALLEROAdvisorregistration: previous registration
Dec 5, 2011 to Mar 14, 2012factForm ADV
← MATTHEW LEE STADLERAdvisorregistration: previous registration
Apr 2, 2001 to Dec 11, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e489c3e9-8f4d-eaba-b5b8-d731e9ffaa3a
First observed: Nov 21, 2011
Last observed: Mar 5, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEDFORD FINANCIAL GROUP, INC.

MICHAEL R ROESER AND ASSOCIATES, INC., CRD 115606

LIBERTYVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e489c3e9-8f4d-eaba-b5b8-d731e9ffaa3a

Data as of Mar 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROESER, MICHAEL, ROBERT

CHIEF COMPLIANCE OFFICER

yes

09/2004

Nov 21, 2011

Mar 5, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SAGEPOINT FINANCIAL, INC

n/a