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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

PHILIP SHERIDAN ALMON

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Castle Rock, CO | Greenwood Village, CO

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Search this name across graphsid dfx:ria:e490b089-57e5-0f6c-3e9f-4fc1c35defec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 27, 1984
First registration: Nov 15, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1179674

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 9, 2022	n/a	yes	Castle Rock, CO\|Greenwood Village, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jun 15, 2022	no	GREENWOOD VILLAGE, CO\|CASTLE ROCK, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 29, 2009	Jan 3, 2011	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 9, 2007	Jun 18, 2009	no	DENVER, CO\|WEEHAWKEN, NJ	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Nov 15, 2001	Feb 9, 2007	no	CENTENNIAL, CO\|CENTENNIAL, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 15, 2022	Jun 9, 2022	-6	Firm change	Wirehouse to ibd
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO INVESTMENTS, LLC	Jun 18, 2009	May 29, 2009	-20	Firm change	Other
KEYBANC CAPITAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Feb 9, 2007	Feb 9, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jun 9, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jun 15, 2022factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 29, 2009 to Jan 3, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 9, 2007 to Jun 18, 2009factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Nov 15, 2001 to Feb 9, 2007factForm ADV

Dated events

Occurred
Jun 15, 2022
Advisor changed firm
Philip Sheridan Almon left Wells Fargo Advisors for Raymond James Financial Services Advisors, Inc (registered 2022-06-09)
Form ADVobserved 5 days ago