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D••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

D••••••••• A•••••••• L••

CRD 284085

BRISBANE, QUEENSLAND

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Search this name across graphsid dfx:ria:e49620f2-8c70-320c-79bc-6c796cd69f89

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2016 to Mar 31, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••••••• R••• P•••••••• S••••••• F•••• L•	Hedge Fund	$0	Jul 25, 2016	1	Jun 17, 2016	reported	021-265693

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• G•••••• W••••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	08/2014	Jun 17, 2016	Mar 31, 2017
T•• B••••• F••••• T••••	T•••••• FOR T•• B••••• F••••• T••••	D	yes	08/2014	Mar 31, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$0	$0	1	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$0	n/a	n/a	n/a	n/a	1	n/a	n/a	n/a

Relationships

Controls (3)

← B•••••• G•••••• W••••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jun 17, 2016 to presentfactForm ADV
← T•• B••••• F••••• T••••OwnerT•••••• FOR T•• B••••• F••••• T••••, ownership code D, foreign entity
Mar 31, 2017 to presentfactForm ADV
← W••••••••• P•• L•••• A• T•••••• F•• T•• B••••• F••••• T••••OwnerT•••••• FOR T•• B••••• F••••• T••••, ownership code NA, foreign entity
Mar 31, 2017 to presentfactForm ADV

Advises (1)

→ D••••••••• R••• P•••••••• S••••••• F•••• L•

Dated events

Occurred
Jun 17, 2016
First Form ADV filing
D••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e49620f2-8c70-320c-79bc-6c796cd69f89
First observed: Jun 17, 2016
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.