DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P•••••••• L••
Daytona Beach Shores, FL | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P•••••••• L•• | Independent wealth | Oct 28, 2025 | n/a | yes | OMAHA, NE|Daytona Beach Shores, FL | Current employment |
| C•••••• A••••••• S•••••••• L•• | Independent wealth | Feb 6, 2018 | Jan 3, 2025 | no | Daytona Bach Shores, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• A••••••• S•••••••• L•• | S•••••• P•••••••• L•• | Jan 3, 2025 | Oct 28, 2025 | 298 | Firm change | RIA to RIA |
| S•••• I••••• S••••••••• L•• | C•••••• A••••••• S•••••••• L•• | Feb 1, 2018 | Feb 6, 2018 |
| S•••• I••••• S••••••••• L•• | Independent wealth | Sep 16, 2015 | Feb 1, 2018 | no | VERO BEACH, FL|FORT LAUDERDALE, FL|Vero Beach, FL|Daytona Beach Shores, FL | Previous registration |
| S••• A•• S•••• M••••• L•• | n/a | Jan 2, 2015 | Feb 3, 2017 | no | VERO BEACH, FL|VERO BEACH, FL | Previous registration |
| F•••••• A•••• M••••••••• I••• | n/a | Aug 27, 2002 | May 10, 2004 | no | MIAMI BEACH, FL | Previous registration |
| 5 |
| Firm change |
| Other |
| S••• A•• S•••• M••••• L•• | S•••• I••••• S••••••••• L•• | Feb 3, 2017 | Sep 16, 2015 | -506 | Firm change after gap | Other |
| F•••••• A•••• M••••••••• I••• | S••• A•• S•••• M••••• L•• | May 10, 2004 | Jan 2, 2015 | 3,889 | Firm change after gap | Other |