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Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | SAN ANTONIO, TX | San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Apr 25, 2013 | n/a | yes | SAN ANTONIO, TX|LOS ANGELES, CA|San Antonio, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 17, 2013 | no | Houston, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 3, 2007 | Jun 1, 2009 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | CAPITAL CLIENT GROUP, INC. | Jan 17, 2013 | Apr 25, 2013 | 98 | Firm change | Wirehouse to new firm |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |