DFX Intelligence

M•••• C•••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

M•••• C•••••• G•••• L••

CRD 163855

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Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2012 to Mar 30, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.1M••• Locked
Discretionary RAUM: $8.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••• C•••••• T•••• F•••	Hedge Fund	$8.2M	Jun 8, 2016	7	Oct 1, 2013	dropped	021-184281
M•••• C•••••• G•••• M••••• F••• L••	Other Private Fund	$8.1M	Mar 30, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C• R•••• L••	Member	D	yes	05/2012	Jul 17, 2012	Mar 30, 2020
R••••• C••••••• M•••	Member	E	yes	02/2009	Jul 17, 2012	Mar 30, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$8.1M	$0	n/a	$40.2M	-41.4%	4	4	0	0

Relationships

Advises (3)

→ M•••• C•••••• G•••• M••••• F••• L••Private fundOther Private Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ M•••• C•••••• T•••• F•••Private fundHedge Fund, IA, no longer reported
Oct 1, 2013 to Jun 8, 2016factForm ADV
→ M•••• T•••••• L••Private fundHedge Fund, IA, no longer reported
Jul 17, 2012 to Mar 26, 2013factForm ADV

Owns (1)

Dated events

Occurred
Oct 25, 2012
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jul 17, 2012
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 17, 2012
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.