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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

TABEETHA MARIE MOESINGER

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | AUSTIN, TX | SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:e4a6d99f-cb10-6a6b-54cb-d2a6c5f169e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 19, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 1, 2014
First registration: May 19, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6276526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 16, 2021	n/a	yes	SALT LAKE CITY, UT\|SAN DIEGO, CA\|AUSTIN, TX	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 14, 2019	Dec 23, 2021	no	SANDY, UT	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jan 31, 2017	Jan 29, 2019	no	Holladay, UT	Previous registration
WADDELL & REED	Former SEC adviser	May 19, 2014	Dec 2, 2016	no	CLEARFIELD, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Dec 23, 2021	Dec 16, 2021	-7	Bulk transfer	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	SECURITIES AMERICA ADVISORS, INC.	Jan 29, 2019	Mar 14, 2019	44	Firm change	Ibd to ibd
WADDELL & REED	HORNOR, TOWNSEND & KENT, LLC	Dec 2, 2016	Jan 31, 2017	60	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 16, 2021 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 14, 2019 to Dec 23, 2021factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jan 31, 2017 to Jan 29, 2019factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 19, 2014 to Dec 2, 2016factForm ADV

Dated events

No dated event names this entity yet.