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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Oakland, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 17, 2026 | n/a | yes | Oakland, ME | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 16, 2022 | Sep 2, 2026 | no | GLASTONBURY, CT|OAKLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 2, 2026 | Aug 17, 2026 | -16 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:ME:2026-08-21 | Sep 2, 2026 | Aug 17, 2026 | OAKLAND, ME | Firm change |