This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPITOL PRIVATE WEALTH GROUP LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Dec 17, 2018

First registration

Jul 28, 2022

Dual registered

no

Other names

Nick Ferrari|Nick Ferrari-Smith

IAPD individual key

6760791

• Occurred

  Dec 13, 2023
  Advisor changed firm

  Nicholas Alexander Ferrari-Smith left Mai Capital Management, Llc for Capitol Private Wealth Group Llc (registered 2024-02-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4af5219-a5ff-d79d-2da4-fade970bb386

First observed

Jul 28, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.