DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HOGAN FINANCIAL

HOGAN FINANCIAL MANAGEMENT, LLC, CRD 111600

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4b53c71-dd99-49fe-208a-3b70912e68d7

Data as of Apr 6, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2012 to Apr 6, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $297MItem 5.F on the latest filing (2020-04-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $275M
Private client RAUM: $297MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 550
Individual clients: 24
High net worth clients: 87
Custody, client assets: $87.4M
SEC number: 801-60612
CRD: 111600
Filings on the tape: 14
First filed: Apr 2, 2012
Latest filed: Apr 6, 2020
Organised: Limited Liability Company, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOGAN, PAULA, HENDERSON	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	09/1992	Apr 2, 2012	Apr 6, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 6, 2020	$297M	$275M	1	1	0	n/a	n/a
2018	Mar 25, 2019	$242M	$220M	7	4	0	n/a	n/a
2017	Mar 23, 2018	$255M	$225M	7	4	0	n/a	n/a
2016	Mar 20, 2017	$230M	$203M	7	3	n/a	n/a	n/a
2015	Mar 30, 2016	$220M	$185M	7	3	n/a	n/a	n/a
2014	Mar 27, 2015	$219M	$0	7	3	n/a	n/a	n/a
2013	Mar 8, 2014	$215M	$0	8	3	n/a	n/a	n/a
2012	Mar 21, 2013	$200M	$0	7	3	n/a	n/a	n/a
2011	Apr 2, 2012	$178M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$297M	$242M	22.8%	$230M	8.9%	1	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	3	Dec 20, 2019	Sep 2, 2026	MILWAUKEE, WI	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← HOGAN, PAULA, HENDERSONOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 2, 2012 to presentfactForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser3 advisors, firm absorbed, same day
Dec 20, 2019 to Sep 2, 2026factForm ADV

Registered with (7)

← SAMUEL P KRUSCHELAdvisorregistration: previous registration
Dec 22, 2017 to Dec 20, 2019factForm ADV
← CLINT ROBERT WONDRAAdvisorregistration: previous registration
Oct 25, 2013 to Dec 20, 2019factForm ADV
← Thomas A. MeekerAdvisorregistration: previous registration
Sep 22, 2016 to Dec 20, 2019factForm ADV
← STEPHEN R. WHITEAdvisorregistration: previous registration
Sep 23, 2013 to Mar 4, 2014factForm ADV
← NICHOLAS ANDREW ZIAREKAdvisorregistration: previous registration
Apr 25, 2012 to Sep 27, 2013factForm ADV
← ANDREA MARGARET-SWANSBY BULENAdvisorregistration: previous registration
Jul 13, 2009 to May 21, 2013factForm ADV
← MICHAEL P FRANKSAdvisorregistration: previous registration
Feb 14, 2007 to Feb 1, 2008factForm ADV

Dated events

Occurred
Apr 6, 2020
Control person left
Robert Clint Wondra (Chief Operations Officer / Member) no longer on Schedule A of Hogan Financial (listed 2019-03-25, absent 2020-04-06)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4b53c71-dd99-49fe-208a-3b70912e68d7
First observed: Apr 2, 2012
Last observed: Apr 6, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOGAN FINANCIAL

HOGAN FINANCIAL MANAGEMENT, LLC, CRD 111600

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4b53c71-dd99-49fe-208a-3b70912e68d7

Data as of Apr 6, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOGAN, PAULA, HENDERSON

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

09/1992

Apr 2, 2012

Apr 6, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 6, 2020

$297M

$275M

n/a

2018

Mar 25, 2019

$242M

$220M

n/a

2017

Mar 23, 2018

$255M

$225M

n/a

2016

Mar 20, 2017

$230M

$203M

n/a

2015

Mar 30, 2016

$220M

$185M

n/a

2014

Mar 27, 2015

$219M

n/a

2013

Mar 8, 2014

$215M

n/a

2012

Mar 21, 2013

$200M

n/a

2011

Apr 2, 2012

$178M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$297M

$242M

22.8%

$230M

8.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Dec 20, 2019

Sep 2, 2026

MILWAUKEE, WI

Firm absorbed

RIA to RIA

100.0%