This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 10, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Dec 10, 2012

First registration

Oct 5, 2018

Dual registered

yes, broker-dealer

Other names

ALEX OSMOND|ALEXANDER OSMOND|ALEX WILLIAM OSMOND|Alexander William Osmond

IAPD individual key

6099873

• Occurred

  Jul 26, 2023
  Advisor changed firm

  Alex William Osmond left Equitable Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-08-31)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4b6b5c9-a15c-911f-81c7-2e4da489833b

First observed

Oct 5, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.