DFX Intelligence

S••••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S••••••• W••••• M••••••••• I•••

CRD 122235

RESTON, VA

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Search this name across graphsid dfx:ria:e4bc4437-35d6-5ed4-a372-0ccf0b5e2036

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2012 to Apr 27, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $389M••• Locked
Discretionary RAUM: $389M
Private client RAUM: $389Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $194Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• M••• J•••••	Certified Financial Planner\|Chartered Financial Consultant\|Personal Financial Specialist	RESTON, VA	24	30	1	no
N••••••• J•••••	n/a	RESTON, VA	0	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••• J••••• M•••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	07/2002	Mar 20, 2012	Dec 13, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$389M	$339M	14.8%	$255M	15.2%	3	3	0	0

Relationships

Registered with (5)

← N••••••• J•••••Advisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← J•••• M••• J•••••Advisorregistration: current employment
Aug 24, 2002 to presentfactForm ADV
← CAITLIN ALLARDAdvisorregistration: previous registration
Dec 1, 2020 to Dec 13, 2024factForm ADV
← TRENT J•••• TEMPLER

Dated events

Occurred
Dec 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4bc4437-35d6-5ed4-a372-0ccf0b5e2036
First observed: Mar 20, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.