This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SCHWAB WEALTH ADVISORY, INC.

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 13, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 13, 2007

First registration

Sep 18, 2007

Dual registered

yes, broker-dealer

Other names

J.P. SZABO|JOHN SZABO|JOHN P SZABO|JOHN PAUL SZABO|JP SZABO

IAPD individual key

5115284

• Occurred

  Aug 13, 2026
  Advisor changed firm

  John Paul Szabo left Ubs Financial Services Inc. for Schwab Wealth Advisory, Inc. (registered 2026-09-01)

  Form ADVobserved 5 days ago
• Occurred

  Apr 11, 2024
  Advisor changed firm

  John Paul Szabo left Morgan Stanley for Ubs Financial Services Inc. (registered 2025-04-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4be9539-40fe-0dab-a7b6-1da224b19d06

First observed

Sep 18, 2007

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.