DFX Intelligence

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

SPENCER DAVID SHERMAN

Advisor at ABACUS WEALTH PARTNERS

SANTA MONICA, CA | SEBASTOPOL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4bf454e-9fbd-85e4-c1f5-32195ff02668

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jul 5, 1994 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Spencer David Sherman

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ABACUS WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 12, 1987
First registration: Jul 5, 1994
Dual registered: no
Other names: SPENCER D SHERMAN|SPENCER DAVID SHERMAN
IAPD individual key: 1609423

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ABACUS WEALTH PARTNERS	Independent wealth	Nov 19, 2009	n/a	yes	SEBASTOPOL, CA\|SANTA MONICA, CA	Current employment
ABACUS PORTFOLIOS	n/a	Jun 22, 2004	Jan 21, 2010	no	SEBASTOPOL, CA	Previous registration
SHERMAN FINANCIAL	n/a	Jul 5, 1994	Dec 31, 2003	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ABACUS PORTFOLIOS	ABACUS WEALTH PARTNERS	Jan 21, 2010	Nov 19, 2009	-63	Firm change after gap	Other
SHERMAN FINANCIAL	ABACUS PORTFOLIOS	Dec 31, 2003	Jun 22, 2004	174	Firm change	Other

Relationships

Registered with (3)

→ ABACUS WEALTH PARTNERSRegistered adviserregistration: current employment
Nov 19, 2009 to presentfactForm ADV
→ ABACUS PORTFOLIOSRegistered adviserregistration: previous registration
Jun 22, 2004 to Jan 21, 2010factForm ADV
→ SHERMAN FINANCIALRegistered adviserregistration: previous registration
Jul 5, 1994 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4bf454e-9fbd-85e4-c1f5-32195ff02668
First observed: Jul 5, 1994
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPENCER DAVID SHERMAN

Advisor at ABACUS WEALTH PARTNERS

SANTA MONICA, CA | SEBASTOPOL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4bf454e-9fbd-85e4-c1f5-32195ff02668

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ABACUS WEALTH PARTNERS

Independent wealth

Nov 19, 2009

n/a

yes

SEBASTOPOL, CA|SANTA MONICA, CA

Current employment

ABACUS PORTFOLIOS

n/a

Jun 22, 2004

Jan 21, 2010

SEBASTOPOL, CA

Previous registration

SHERMAN FINANCIAL

n/a

Jul 5, 1994

Dec 31, 2003

PHILADELPHIA, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ABACUS PORTFOLIOS

ABACUS WEALTH PARTNERS

Jan 21, 2010

Nov 19, 2009

-63

Firm change after gap

Other

SHERMAN FINANCIAL

ABACUS PORTFOLIOS

Dec 31, 2003

Jun 22, 2004

174

Firm change

Other