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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DANIEL JESSEI AROSTEGUI

Advisor at VANGUARD ADVISERS, INC.

PLANO, TX

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Search this name across graphsid dfx:ria:e4c002f0-5dc2-0da8-5033-37df0749b705

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 19, 2007
First registration: Jun 21, 2016
Dual registered: yes, broker-dealer
Other names: DANIEL AROSTEGUI|Daniel Jessei Arostegui|Daniel J Arostegui
IAPD individual key: 5303833

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Mar 19, 2026	n/a	yes	PLANO, TX	Current employment
EDWARD JONES	National bd RIA	Aug 15, 2025	Oct 29, 2025	no	FRISCO, TX	Previous registration
PRINCIPAL ADVISED SERVICES	Bd affiliated wealth	Feb 20, 2025	Jun 4, 2025	no	FRISCO, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 3, 2021	Nov 19, 2024	no	San Antonio, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Frisco, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 12, 2017	Dec 21, 2020	no	Westlake, TX\|Fort Worth, TX\|Westlake, TX	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 21, 2016	Jun 22, 2017	no	Frisco, TX\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	VANGUARD ADVISERS, INC.	Oct 29, 2025	Mar 19, 2026	141	Firm change	Ibd to ibd
PRINCIPAL ADVISED SERVICES	EDWARD JONES	Jun 4, 2025	Aug 15, 2025	72	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	PRINCIPAL ADVISED SERVICES	Nov 19, 2024	Feb 20, 2025	93	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Dec 21, 2020	Mar 3, 2021	72	Firm change	Ibd to wirehouse
ADVICE AND PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Jun 22, 2017	Sep 12, 2017	82	Firm change	Other

Relationships

Registered with (6)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Mar 19, 2026 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 15, 2025 to Oct 29, 2025factForm ADV
→ PRINCIPAL ADVISED SERVICESRegistered adviserregistration: previous registration
Feb 20, 2025 to Jun 4, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 3, 2021 to Nov 19, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 12, 2017 to Dec 21, 2020factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 21, 2016 to Jun 22, 2017factForm ADV

Dated events

Occurred
Oct 29, 2025
Advisor changed firm
Daniel Jessei Arostegui left Edward Jones for Vanguard Advisers, Inc. (registered 2026-03-19)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2025
Advisor changed firm
Daniel Jessei Arostegui left Principal Advised Services for Edward Jones (registered 2025-08-15)
Form ADVobserved 6 days ago
Occurred
Nov 19, 2024
Advisor changed firm
Daniel Jessei Arostegui left J.P. Morgan Securities Llc for Principal Advised Services (registered 2025-02-20)
Form ADVobserved 6 days ago