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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | DE PERE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 30, 2023 | n/a | yes | DE PERE, WI|SAN DIEGO, CA|DE PERE, WI | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Mar 30, 2011 | Sep 2, 2023 | no | SCOTTSDALE, AZ|DEPERE, WI | Previous registration |
| EDWARD JONES | National bd RIA | Dec 21, 2000 | Mar 29, 2011 | no | GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | LPL FINANCIAL LLC | Sep 2, 2023 | Aug 30, 2023 | -3 | Firm change | Ibd to ibd |
| EDWARD JONES | SAGEPOINT FINANCIAL, INC. | Mar 29, 2011 | Mar 30, 2011 | 1 | Firm change | Other |