DFX Intelligence

T••• J•••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

T••• J•••••••• M••••

Advisor at M•••• F•••••••• G••••• L•••

BATAVIA, IL

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Search this name across graphsid dfx:ria:e4c6127f-abf2-53dd-4483-9774caa3441f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 29, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• G••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 9, 2019	n/a	yes	BATAVIA, IL	Current employment
M•••• F•••••••• G••••• L•••	Independent wealth	Aug 6, 2015	n/a	yes	BATAVIA, IL	Current employment

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 9, 2019 to presentfactForm ADV
→ M•••• F•••••••• G••••• L•••Registered adviserregistration: current employment
Aug 6, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4c6127f-abf2-53dd-4483-9774caa3441f
First observed: Sep 29, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.