DFX Intelligence

D••••• B•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• B•••• C••••••

Advisor at H••••• S••••• I••••••••• A••••••• L••

APEX, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• S••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• S••••• I••••••••• A••••••• L••	Independent wealth	Sep 12, 2025	n/a	yes	APEX, NC	Current employment
H••••• S••••• I••••••••• A••••••• L••	Independent wealth	Oct 31, 2023	Feb 11, 2025	no	APEX, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	H••••• S••••• I••••••••• A••••••• L••	Nov 1, 2023	Oct 31, 2023	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ H••••• S••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 31, 2023 to Feb 11, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 4, 2016 to Nov 1, 2023factForm ADV

Dated events

Order

Occurred
1 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 4, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.