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S•••• D•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S•••• D•••• B•••••

Advisor at L•••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:e4d1a3a7-e070-4ee6-5eeb-0c92a3debae9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jul 14, 2022	n/a	yes	LOS ANGELES, CA	Current employment
L••• A•••••••	Former SEC adviser	Oct 31, 2013	Jul 22, 2015	no	BEVERLY HILLS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••• A•••••••	L•••	Jul 22, 2015	Jul 14, 2022	2,549	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119540:269866:CA:2015-07-22	Jul 22, 2015	Jul 14, 2022	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jul 14, 2022 to presentfactForm ADV
→ L••• A•••••••Registered adviserregistration: previous registration
Oct 31, 2013 to Jul 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4d1a3a7-e070-4ee6-5eeb-0c92a3debae9
First observed: Oct 31, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.