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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GALAPAGOS WEALTH MANAGEMENT, LLC

CRD 139856

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4d24a29-1945-2bc7-a956-4356a27f7f53

Data as of Dec 14, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 11
On other graphs: 1
Observed: Mar 20, 2012 to Dec 14, 2023
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Galapagos Wealth Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $88.2MItem 5.F on the latest filing (2023-12-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $88.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $73.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $73.2M
SEC number: 801-67836
CRD: 139856
Filings on the tape: 42
First filed: Mar 20, 2012
Latest filed: Dec 14, 2023
Organised: Limited Liability Company, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GPINCOME OFFSHORE, LTD.	Hedge Fund	$28,089	Dec 14, 2023	1	Mar 21, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CI FINANCIAL CORP	Owner	E	yes	11/2019	May 27, 2022	Dec 14, 2023
CORIENT HOLDINGS INC	Owner	E	yes	09/2021	Aug 1, 2023	Dec 14, 2023
CORIENT PARTNERS LLC	Owner	E	yes	09/2021	Aug 1, 2023	Dec 14, 2023
CORIENT PRIVATE WEALTH LLC	Owner	E	yes	04/2022	Aug 1, 2023	Dec 14, 2023
KUBESCH, WESLEY, JOSEPH	President	Na	yes	04/2022	May 27, 2022	Dec 14, 2023
LACK, STEPHEN, PAUL	CEO/CIO	Na	yes	03/2006	Mar 20, 2012	Dec 14, 2023
Zhuang, Jackie	CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	Aug 2, 2021	Dec 14, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORIENT PRIVATE WEALTH LLC	n/a	Independent wealth	$165B	Y	yes	n/a
CORIENT IA LLC	n/a	Asset manager	$5.1B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Apr 3, 2023	$88.2M	$88.2M	8	2	0	7	$73.2M
2021	Mar 10, 2022	$868M	$334M	8	2	0	7	$73.2M
2020	Mar 23, 2021	$733M	$271M	9	5	1	6	$89.0M
2019	Mar 10, 2020	$712M	$219M	12	6	1	6	$79.4M
2018	Mar 21, 2019	$688M	$248M	12	6	1	6	$112M
2017	Mar 13, 2018	$650M	$258M	13	7	1	5	$114M
2016	Mar 7, 2017	$745M	$264M	16	9	n/a	5	$136M
2015	Mar 8, 2016	$713M	$194M	12	6	n/a	5	$70.2M
2014	Feb 24, 2015	$699M	$140M	12	6	n/a	2	$22.2M
2013	Mar 5, 2014	$582M	$121M	14	6	n/a	2	$3.4M
2012	Feb 4, 2013	$522M	$135M	9	3	n/a	n/a	n/a
2011	Mar 20, 2012	$465M	$198M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$88.2M	$868M	-89.8%	$712M	-50.2%	8	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DURABLE DIVIDEND GROWTH STRATEGIES, L.P.	2	Feb 29, 2024	Apr 14, 2022	HOUSTON, TX	Team lift out	Other	100.0%
POINT NEMO CAPITAL, LLC	2	Aug 2, 2021	May 1, 2024	HOUSTON, TX	Team lift out	RIA to RIA	50.0%

Relationships

Affiliated with (2)

→ CORIENTRegistered adviserother investment adviser, control, common control
factForm ADV
→ CORIENT IA LPRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ GPINCOME OFFSHORE, LTD.Private fundHedge Fund, IA
Mar 21, 2019 to presentfactForm ADV

Controls (7)

← LACK, STEPHEN, PAULOwnerCEO/CIO, ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← KUBESCH, WESLEY, JOSEPHOwnerPRESIDENT, ownership code NA, individual
May 27, 2022 to presentfactForm ADV
← Zhuang, JackieOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 2, 2021 to presentfactForm ADV
← CI FINANCIAL CORPOwnerOWNER, ownership code E, foreign entity
May 27, 2022 to presentfactForm ADV
← CORIENT HOLDINGS INCOwnerOWNER, ownership code E, domestic entity
Aug 1, 2023 to presentfactForm ADV
← CORIENT PARTNERS LLCOwnerOWNER, ownership code E, domestic entity
Aug 1, 2023 to presentfactForm ADV
← CORIENT PRIVATE WEALTH LLCOwnerOWNER, ownership code E, domestic entity
Aug 1, 2023 to presentfactForm ADV

Moved with (2)

→ POINT NEMO CAPITAL, LLCRegistered adviser2 advisors, team lift out, same day
Aug 2, 2021 to May 1, 2024factForm ADV
→ DURABLE DIVIDEND GROWTH STRATEGIES, L.P.Registered adviser2 advisors, team lift out, same day
Feb 29, 2024 to Apr 14, 2022factForm ADV

Registered with (4)

← STEPHEN PAUL LACKAdvisorregistration: previous registration
May 15, 2007 to Feb 29, 2024factForm ADV
← WESLEY JOSEPH KUBESCHAdvisorregistration: previous registration
Jul 28, 2009 to Feb 29, 2024factForm ADV
← BRIAN Michael ANDERSONAdvisorregistration: previous registration
Aug 15, 2013 to Aug 2, 2021factForm ADV
← Wael SalamAdvisorregistration: previous registration
Aug 6, 2016 to Aug 2, 2021factForm ADV

Dated events

Occurred
Feb 29, 2024
Team lift-out
2 advisors left Galapagos Wealth Management, LLC (Houston, TX) for Durable Dividend Growth Strategies, L.P. on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Feb 29, 2024
Advisor changed firm
Stephen Paul Lack left Galapagos Wealth Management, Llc for Durable Dividend Growth Strategies, L.P. (registered 2022-04-13)
Form ADVobserved 6 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Wesley Joseph Kubesch left Galapagos Wealth Management, Llc for Durable Dividend Growth Strategies, L.P. (registered 2022-04-14)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2023
Regulatory AUM changed
Galapagos Wealth Management, Llc reported RAUM $88.2M, down 90% from $868.4M (2023-03-01 to 2023-04-03)
Form ADVobserved 6 days ago
$-780M
Occurred
May 27, 2022
Succession filed (Item 4)
Galapagos Partners, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Control person joined
Joseph Wesley Kubesch (President) appeared on Schedule A of Galapagos Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Control person left
Milligan Lucy Lack (Owner) no longer on Schedule A of Galapagos Wealth Management, Llc (listed 2022-04-01, absent 2022-05-27)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Control person left
Stone Harrison Lack (Owner) no longer on Schedule A of Galapagos Wealth Management, Llc (listed 2022-04-01, absent 2022-05-27)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Control person left
Maclean Avery Lack (Owner) no longer on Schedule A of Galapagos Wealth Management, Llc (listed 2022-04-01, absent 2022-05-27)
Form ADVobserved 6 days ago
Occurred
Aug 2, 2021
Control person joined
Jackie Zhuang (Chief Compliance Officer) appeared on Schedule A of Galapagos Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Aug 2, 2021
Control person left
Brian Anderson (Chief Operating Officer/Chief Risk Officer/Chief Compliance Officer) no longer on Schedule A of Galapagos Wealth Management, Llc (listed 2021-04-19, absent 2021-08-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4d24a29-1945-2bc7-a956-4356a27f7f53
First observed: Mar 20, 2012
Last observed: Dec 14, 2023 33 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GALAPAGOS WEALTH MANAGEMENT, LLC

CRD 139856

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e4d24a29-1945-2bc7-a956-4356a27f7f53

Data as of Dec 14, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GPINCOME OFFSHORE, LTD.

Hedge Fund

$28,089

Dec 14, 2023

Mar 21, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CI FINANCIAL CORP

Owner

yes

11/2019

May 27, 2022

Dec 14, 2023

CORIENT HOLDINGS INC

Owner

yes

09/2021

Aug 1, 2023

Dec 14, 2023

CORIENT PARTNERS LLC

Owner

yes

09/2021

Aug 1, 2023

Dec 14, 2023

CORIENT PRIVATE WEALTH LLC

Owner

yes

04/2022

Aug 1, 2023

Dec 14, 2023

KUBESCH, WESLEY, JOSEPH

President

yes

04/2022

May 27, 2022

Dec 14, 2023

LACK, STEPHEN, PAUL

CEO/CIO

yes

03/2006

Mar 20, 2012

Dec 14, 2023

Zhuang, Jackie

CHIEF COMPLIANCE OFFICER

yes

07/2021

Aug 2, 2021

Dec 14, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORIENT PRIVATE WEALTH LLC

n/a

Independent wealth

$165B

yes

n/a

CORIENT IA LLC

n/a

Asset manager

$5.1B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Apr 3, 2023

$88.2M

$73.2M

2021

Mar 10, 2022

$868M

$334M

$73.2M

2020

Mar 23, 2021

$733M

$271M

$89.0M

2019

Mar 10, 2020

$712M

$219M

$79.4M

2018

Mar 21, 2019

$688M

$248M

$112M

2017

Mar 13, 2018

$650M

$258M

$114M

2016

Mar 7, 2017

$745M

$264M

n/a

$136M

2015

Mar 8, 2016

$713M

$194M

n/a

$70.2M

2014

Feb 24, 2015

$699M

$140M

n/a

$22.2M

2013

Mar 5, 2014

$582M

$121M

n/a

$3.4M

2012

Feb 4, 2013

$522M

$135M

n/a

2011

Mar 20, 2012

$465M

$198M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$88.2M

$868M

-89.8%

$712M

-50.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DURABLE DIVIDEND GROWTH STRATEGIES, L.P.

Feb 29, 2024

Apr 14, 2022

HOUSTON, TX

Team lift out

Other

100.0%

POINT NEMO CAPITAL, LLC

Aug 2, 2021

May 1, 2024

HOUSTON, TX

Team lift out

RIA to RIA

50.0%