DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M••••••••• C•••••• M•••••••••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••••• C•••••• M••••••••• | Independent wealth | Mar 10, 2022 | n/a | yes | LOS ANGELES, CA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Jul 9, 2021 | no | LOS ANGELES, CA|LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | M••••••••• C•••••• M••••••••• | Jul 9, 2021 | Mar 10, 2022 | 244 | Firm change | Ibd to RIA |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:297145:CA:2021-07-09 | Jul 9, 2021 | Mar 10, 2022 | LOS ANGELES, CA | Firm change |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jun 2, 2006 | Jan 2, 2009 | no | PALOS VERDES ESTATES, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | May 15, 2001 | Jun 5, 2006 | no | LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| W•••• F•••• I••••••••• L•• | R•••••• J•••• F•••••••• S•••••••• I••• | Jun 5, 2006 | Jun 2, 2006 | -3 | Firm change | Other |