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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MICHAEL DANIEL COHEN

Advisor at WELLS FARGO ADVISORS

CHARLOTTE, NC | PINEVILLE, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 12, 2008
First registration: Jan 30, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL COHEN|MICHAEL D COHEN
IAPD individual key: 5391655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 1, 2016	n/a	yes	PINEVILLE, NC\|CHARLOTTE, NC	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 13, 2015	Sep 1, 2016	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 13, 2012	May 13, 2015	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 30, 2008	Feb 4, 2010	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Sep 1, 2016	Sep 1, 2016	0	Firm change	Other
WELLS FARGO ADVISORS	PNC WEALTH MANAGEMENT	May 13, 2015	May 13, 2015	0	Firm change	Other
EQUITABLE ADVISORS, LLC	WELLS FARGO ADVISORS	Feb 4, 2010	Jan 13, 2012	708	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 13, 2012 to May 13, 2015factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 13, 2015 to Sep 1, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 30, 2008 to Feb 4, 2010factForm ADV

Dated events

No dated event names this entity yet.