This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Aug 9, 2019

First registration

Nov 23, 2021

Dual registered

yes, broker-dealer

Other names

Johnny H Scott|JONATHAN HENRY SCOTT

IAPD individual key

7031510

• Occurred

  Mar 2, 2023
  Advisor changed firm

  Jonathan Henry Woodruff left Commerce Brokerage Services, Inc for Cetera Investment Advisers Llc (registered 2024-03-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e4e02d18-b891-0b89-10c9-b30cd9c92e85

First observed

Nov 23, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.