DFX Intelligence

J•••••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant30 years in industry

J•••••• D•••• S••••••••

Advisor at L•• F•••••••• L••

Pembroke, MA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:e4e85207-2b81-b7e0-4fea-542a6d02a736

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 9, 2025	n/a	yes	SAN DIEGO, CA\|Pembroke, MA	Current employment
B•••••• C•••••• P•••••••	State registered	Nov 15, 2023	Aug 30, 2024	no	WEYMOUTH, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• C•••••• P•••••••	L•• F•••••••• L••	Aug 30, 2024	Apr 9, 2025	222	Firm change	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 9, 2025 to presentfactForm ADV
→ B•••••• C•••••• P•••••••Registered adviserregistration: previous registration
Nov 15, 2023 to Aug 30, 2024factForm ADV

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4e85207-2b81-b7e0-4fea-542a6d02a736
First observed: Nov 15, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.