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Advisor at LPL FINANCIAL LLC
CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 3, 2022 | n/a | yes | CHARLESTON, SC | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 4, 2009 | Aug 28, 2020 | no | MOUNT PLEASANT, SC|SUMMERVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Aug 28, 2020 | Aug 3, 2022 | 705 | Firm change after gap | Ibd to RIA |