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Advisor at PROSPERITY CAPITAL ADVISORS
Ottumwa, IA | WESTLAKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | Independent wealth | May 27, 2025 | n/a | yes | WESTLAKE, OH|Ottumwa, IA | Current employment |
| Spc | Bd affiliated wealth | Aug 2, 2016 | May 27, 2025 | no | Ottumwa, IA|ANN ARBOR, MI | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Jul 25, 2012 | Aug 2, 2016 | no | OTTUMWA, IA|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | PROSPERITY CAPITAL ADVISORS | May 27, 2025 | May 27, 2025 | 0 | Firm change | Ibd to RIA |
| VSR ADVISORY SERVICES | Spc | Aug 2, 2016 | Aug 2, 2016 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110692:156480:MI:2025-05-27 | May 27, 2025 | May 27, 2025 | ANN ARBOR, MI | Firm change |
| 14503:110692:KS:2016-08-02 | Aug 2, 2016 | Aug 2, 2016 | OVERLAND PARK, KS | Firm change |