DFX Intelligence

K•••••• D••• Q••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

K•••••• D••• Q••••

Advisor at B•••••••• A•••• M••••••••• L••

Lafayette, CA | RENO, NV

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• A•••• M••••••••• L••	Independent wealth	Sep 6, 2017	n/a	yes	RENO, NV\|Lafayette, CA	Current employment
F•••••••• E••••• S•••••••• I•••	Former SEC adviser	Jan 30, 2014	Aug 29, 2017	no	LAFAYETTE, CA\|PITTSBURG, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E••••• S•••••••• I•••	B•••••••• A•••• M••••••••• L••	Aug 29, 2017	Sep 6, 2017	8	Firm change	Other
A••••••• F•••••••• A•••••••• L••	F•••••••• E••••• S•••••••• I•••	May 24, 2013	Jan 30, 2014

Relationships

Registered with (7)

→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 6, 2017 to presentfactForm ADV
→ F•••••••• E••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2014 to Aug 29, 2017factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2012 to May 24, 2013factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 11, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.