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Advisor at ISC FINANCIAL ADVISORS
ALBERT LEA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ISC FINANCIAL ADVISORS | Independent wealth | Jan 31, 2014 | n/a | yes | ALBERT LEA, MN | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 23, 2020 | Dec 31, 2020 | no | ALBERT LEA, MN|OAKDALE, MN | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 23, 2014 | May 4, 2017 | no | ALBERT LEA, MN|HUDSON, WI|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | n/a | Dec 31, 2020 | n/a | n/a | Departure no registered destination | Departure |
| WOODBURY FINANCIAL SERVICES, INC. | ISC FINANCIAL ADVISORS | May 4, 2017 | Jan 31, 2014 | -1,189 | Firm change after gap | Other |