DFX Intelligence

G••••••• A•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

G••••••• A•••••• C••••

Advisor at C•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e519e5ea-0c51-6631-eb51-4de1832be395

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Independent wealth	Aug 4, 2026	n/a	yes	NORTH PALM BEACH, FL\|New York, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	Jun 2, 2010	no	NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	C•••••••• L••	Jun 2, 2010	Aug 4, 2026	5,907	Firm change after gap	Other
C••••••• I••••••••• S•••••••	C•••••••• G••••• M•••••• I•••	May 29, 2007	May 29, 2007

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Jun 2, 2010factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Mar 30, 2007 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e519e5ea-0c51-6631-eb51-4de1832be395
First observed: Mar 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.